FORMAT FOR COMPLIANCE REPORT ON CORPORATE GOVERNANCE TO BE SUBMITTED TO STOCK EXCHANGE (S) BY LISTED ENTITIES

SEBI has provided format  for  compliance  report  on  Corporate  Governance to be  submitted to Stock Exchange (s) by Listed Entities under Regulation  27(2)  of  Securities  and  Exchange  Board  of  India (Listing  Obligations and Disclosure Requirements)  Regulations, 2015 (“Listing Regulations”) via circular dated September 24, 2015.
  • Annexure I of the Circular provides the Format of Compliance Report to be submitted by listed companies on quarterly basis.
  • Annexure II of the Circular provides the Format of Compliance Report to be submitted by the listed entity at the end of the financial year (for the whole of financial year).
  • Annexure III of the Circular provides the Format of Compliance Report to be submitted by listed entity at the end of 6 months after end of financial year along-with  second quarter report of next financial year.


As per the requirement of regulation 17(3) of  Securities  and  Exchange  Board  of  India (Listing  Obligations and Disclosure Requirements)  Regulations, 2015, the above mentioned compliance reports and the Secretarial   Audit   Report   prepared   in   accordance   with   Rule 9   of   Companies (Appointment  and  Remuneration  of  Managerial  Personnel)  Rules,  2014  under Section 204 of the Companies Act, 2013 shall be placed before the Board of directors of the listed entity in its next meeting.

http://www.sebi.gov.in/cms/sebi_data/attachdocs/1443091241915.pdf

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